Where a communication is being directed at persons who are professionals, it is directed at persons in the Asia Pacific Regions as defined below.
“Professional investor” as defined by the Securities and Futures Ordinance (“SFO”) for the Hong Kong Special Administrative Region.
“Accredited Investors” as defined in Section 4A of the Securities Futures Act (Chapter 289).
“Professional investor” as defined by the Financial Instruments and Exchange Laws (“FIEL”) for the Japan region. It is not intended for persons (i) who do not fall within the definition of professional investor as specified in Article 2, paragraph 31 of the FIEL and the relevant cabinet ordinances thereof or (ii) who are professional investors but regarded as not being professional investors due to application of Article 34-2, paragraph 5 of the FIEL.
Barclays Securities Japan Limited is a joint-stock company incorporated in Japan with registered office of 6-10-1, Roppongi, Minato-ku, Tokyo 106-6131, Japan. It is a subsidiary of Barclays Bank PLC and a registered financial instruments firm regulated by the Financial Services Agency of Japan. Registered Number: Kanto Zaimukyokucho (kinsho) No. 143.
'Professional investor' as defined by the Australian Corporations Act 2001.