Double click here to edit Header component
Signpost is empty.Double click here to edit it in Header component
Parsys 1

Regulated Entity Information

Parsys 2

Barclays Bank PLC branches and its main trading affiliates

This material is for information purposes only and is subject to change. The list below may not be accurate or complete at any given time and should not be relied upon.

Jurisdictional Presence

Regulated Status Disclosure

EMEA

 

 

UK

 

 

  • Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange.  Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.
  • Barclays Capital Securities Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and a member of the London Stock Exchange. Barclays Capital Securities Limited  is registered in England No. 01929333 with its registered office at 1 Churchill Place London E14 5HP.
Paris, France

  • Barclays Bank PLC, Paris Branch (registered in France under Paris RCS number 381 066 281) is supervised by the Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution. Registered office is 32 Avenue George V, 75008 Paris, France.

Frankfurt, Germany

  • Barclays Bank PLC Frankfurt Franch is supervised by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and the Deutsche Bundesbank.

Italy

  • Barclays Bank PLC, Milan Branch is supervised by the Commissione Nazionale per le Società e la Borsa

Switzerland

  • Barclays Capital, Zurich branch of Barclays Bank PLC, London is supervised by Swiss Financial Market Supervisory Authority (FINMA) and registered in Switzerland No. CH-020.9.001.503-1 with its registered office at Beethovenstrasse 19, 8002 Zurich

Sweden

  • Barclays Bank PLC Filial Stockholm is supervised by Finansinspektionen (FI).

Netherlands

  • Barclays Bank PLC Amsterdam Branch is supervised by De Nederlandsche Bank (DNB).

Portugal

  • Barclays Bank PLC, Lisbon Branch  is supervised by the Comissão do Mercado de Valores Mobiliários

Spain

  • Barclays Bank PLC, Madrid Branch is supervised by the Comision Nacional del Mercado de Valores

Israel

  • Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange.  Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.
  • It is also noted that Barclays Bank PLC holds neither an investment advisor license nor investment marketing license with the Israel Securities Authority.

EMEA

 

Qatar

  • Barclays Bank PLC in the Qatar Financial Centre (Registered No. 00018) is authorised by the Qatar Financial Centre Regulatory Authority. Barclays Bank PLC, QFC Branch may only undertake the regulated activities that fall within the scope of its existing QFCRA authorisation. Related financial products or services are only available to Business Customers as defined by the Qatar Financial Centre Regulatory Authority. Principal place of business in Qatar: Burj Doha, Level 21, West Bay, PO Box 27110, Doha, Qatar.

Dubai

  • Barclays Bank PLC in the Dubai International Financial Centre (Registered No. 0060) is regulated by the Dubai Financial Services Authority. Barclays Bank PLC (DIFC Branch) may only undertake the financial services activities that fall within the scope of its existing DFSA licence. Related financial products or services are only available to Market Counterparties, as defined by the Dubai Financial Services Authority. Principal place of business in the DIFC: Dubai International Financial Centre, The Gate Village Building No. 4, Level 4, PO Box 506504, Dubai, U.A.E.

United Arab Emirates

  • Barclays Bank in the UAE is regulated by the Central Bank of the UAE and is licensed to conduct business activities as a branch of a commercial bank, incorporated outside the UAE, in Abu Dhabi (Licence No.: 13/97/2015. Registered Office: Abu Dhabi Mall Building, East Tower, Trade Centre Towers, Office Number 02, 7th Floor, 2nd Street, Abu Dhabi, UAE, P.O. Box: 2734. 

APAC

Hong Kong
  • Barclays Bank PLC, Hong Kong Branch is an authorised institution regulated by the Hong Kong Monetray Authority , Registered Office : 41/F Cheung Kong Center, 2 Queen’s Road Central Hong Kong.
  • “Professional investor” as defined by the Securities and Futures Ordinance (“SFO”) for the Hong Kong Special Administrative Region. It is not intended to be received therefore by persons who do not fall within the definition of professional investor and who specifically do not qualify with regards to: paragraphs (a) to (i) in Part 1 of Schedule 1 to the SFO; or,persons falling under paragraph (j) of the same.
  • Barclays Capital Asia Limited is a licensed corporation regulated by the Securities and Futures Commission.

Singapore

  • The Singapore branch of Barclays Bank PLC is a bank licensed in Singapore by the Monetary Authority of Singapore. Registered Office 10 Marina Boulevard, #24-01 Marina Bay Financial Centre Tower 2, Singapore 018983.
  • “Accredited Investors” or “Institutional Investors” are as defined in Section 4A of the Securities Futures Act (Chapter 289).

Australia

  • 'Wholesale clients' as defined by Australian Corporations Act 2001.
  • Barclays Bank PLC, Australia Branch (ARBN 062 449 585, AFSL 246617) is distributing this material in Australia

APAC

Japan

  • “Professional investor” as defined by the Financial Instruments and Exchange Laws (“FIEL”) for the Japan region. It is not intended for persons (i) who do not fall within the definition of professional investor as specified in Article 2, paragraph 31 of the FIEL and the relevant cabinet ordinances thereof or (ii) who are professional investors but regarded as not being professional investors due to application of Article 34-2, paragraph 5 of the FIEL.
  • Barclays Securities Japan Limited is a joint-stock company incorporated in Japan with registered office of 6-10-1, Roppongi, Minato-ku, Tokyo 106-6131, Japan. It is a subsidiary of Barclays Bank PLC and a registered financial instruments firm regulated by the Financial Services Agency of Japan. Registered Number: Kanto Zaimukyokucho (kinsho) No. 143.

India

  • BSIPL is registered and regulated by the Securities and Exchange Board of India (SEBI) as a Portfolio Manager INP000002585. Broker: NSE Capital Market INB231292732, NSE Futures & Options INF231292732, NSE Currency derivatives INE231450334, BSE Capital Market INB011292738, BSE Futures & Options INF011292738; Depository Participant with the National Securities Depository Limited (NSDL): DP ID: IN-DP-NSDL-299-2008, Investment Adviser: INA000000391, Research Analyst: INH000001519. BSIPL is also registered as a Mutual Fund Distributor having AMFI ARN No. 53308. The registered office of BSIPL is at 208, Ceejay House, Shivsagar Estate, Dr. A. Besant Road, Worli, Mumbai – 400 018, India.
  • BILIL is registered and regulated by the Reserve Bank of India (RBI) as a Non Banking Finance Company (NBFC): Registration no. 07-00258. The registered office of BILIL is at Malavika Centre, Ground floor 144-145, Kodambakkam High Road, Nungambakkam, Chennai - 600034, India. Telephone No: +91 44 64628670. The administrative office of BILIL is at Nirlon Knowledge Park, 10th Floor, Block B-6, Off Western Express Highway, Goregaon (East), Mumbai – 400063, India.
  • Barclays Bank PLC, India Branch is registered and regulated by the Reserve Bank of India (RBI) as a Banking Company under the provisions of the Banking Regulation Act, 1949 (regn No INB10000950). BBPLC (India) in terms of Regulation 7 of SEBI (Banker to Issue) Regulations 2011, is registered as a “Bankers to an Issue” (regn no. INBI00000950) and in terms of Regulations 8A of SEBI (Merchant Bankers) Regulations 1992, is registered as a “Merchant Bankers” (regn no. INM000002129) and is regulated by SEBI.

US

US

  • Barclays Capital Inc. is a US registered broker/dealer affiliate of Barclays Bank PLC and a member of SIPC, FINRA and NFA. Barclays Capital Inc. operates out of 745 Seventh Avenue, New York, NY 10019.
  • Where required pursuant to applicable US laws, rules and/or regulations, Barclays Capital Inc. accepts responsibility for the distribution of this document in the United States to U.S. Persons.
  • Where a communication is being directed at persons who are professionals, it is directed at institutional investors in the U.S. as defined by FINRA Rule 2210(a)(4).

Other

 

Canada

  • Barclays Capital Canada Inc is a registered investment dealer, a Dealer Member of IIROC (www.iiroc.ca), and a member of the Canadian Investor Protection Fund (CIPF)

Brazil

  • Banco Barclays S.A is regulated by the Banco Central do Brasil and Comissão de Valores Mobiliários

Mexico

  • Barclays Bank México, SA is regulated by the Comisión Nacional Bancaria y de Valores and Banco de Mexico.
  • Barclays Capital Casa de Bolsa, SA de C.V. is regulated by the Comisión Nacional Bancaria y de Valores
Parsys 3
Parsys 4
Parsys 5
Parsys 6